July 14, 2020
Waste carriers, brokers and dealers
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Show detailed search Hide detailed search Enter individual name Enter firm name or NRD number Enter related firm name Search Tips - Jurisdiction Search Tips - Category Selecting one or more jurisdictions limits your search to individuals or firms registered with the securities regulatory authority in the specified province or territory. 2/1/ · What You Should Know About the Data File. This ascii text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. 10/12/ · The term "person associated with a broker or dealer" or "associated person of a broker or dealer" means any partner, officer, director, or branch manager of such broker or dealer (or any person occupying a similar status or performing similar functions), any person directly or indirectly controlling, controlled by, or under common control with such broker or dealer, or any employee of such.

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Search waste carriers, brokers and dealers; Register of waste carriers, brokers and dealers People or businesses who transport, buy, sell or dispose of waste, or arrange for someone else to do so, must be registered. Quick check. To check a registration, enter the registration number or business name. 6/1/ · Financial Advisor Placement Services is the premier financial advisor placement firm, that specializes in representing only financial advisors. There is no cost to the Advisor! Broker Dealer Sales & Financial Practice Sales: We act as consultants to sell broker dealers, Broker dealer search or advisor financial practices. We have a vast network to market private. BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

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10/12/ · The term "person associated with a broker or dealer" or "associated person of a broker or dealer" means any partner, officer, director, or branch manager of such broker or dealer (or any person occupying a similar status or performing similar functions), any person directly or indirectly controlling, controlled by, or under common control with such broker or dealer, or any employee of such. 6/1/ · Financial Advisor Placement Services is the premier financial advisor placement firm, that specializes in representing only financial advisors. There is no cost to the Advisor! Broker Dealer Sales & Financial Practice Sales: We act as consultants to sell broker dealers, Broker dealer search or advisor financial practices. We have a vast network to market private. Search waste carriers, brokers and dealers; Register of waste carriers, brokers and dealers People or businesses who transport, buy, sell or dispose of waste, or arrange for someone else to do so, must be registered. Quick check. To check a registration, enter the registration number or business name.

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Registration helps protect you! Verifying registration is the first step to take before investing. If you discover the person or company you are dealing with is not registered, or is offering you something they don’t seem permitted to, contact your local securities regulator. Investment Dealers are regulated by the Investment Industry Regulatory Organization of Canada (IIROC). Show detailed search Hide detailed search Enter individual name Enter firm name or NRD number Enter related firm name Search Tips - Jurisdiction Search Tips - Category Selecting one or more jurisdictions limits your search to individuals or firms registered with the securities regulatory authority in the specified province or territory. 10/12/ · The term "person associated with a broker or dealer" or "associated person of a broker or dealer" means any partner, officer, director, or branch manager of such broker or dealer (or any person occupying a similar status or performing similar functions), any person directly or indirectly controlling, controlled by, or under common control with such broker or dealer, or any employee of such.

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What You Should Know About the Data File

Show detailed search Hide detailed search Enter individual name Enter firm name or NRD number Enter related firm name Search Tips - Jurisdiction Search Tips - Category Selecting one or more jurisdictions limits your search to individuals or firms registered with the securities regulatory authority in the specified province or territory. 6/1/ · Financial Advisor Placement Services is the premier financial advisor placement firm, that specializes in representing only financial advisors. There is no cost to the Advisor! Broker Dealer Sales & Financial Practice Sales: We act as consultants to sell broker dealers, Broker dealer search or advisor financial practices. We have a vast network to market private. 10/12/ · The term "person associated with a broker or dealer" or "associated person of a broker or dealer" means any partner, officer, director, or branch manager of such broker or dealer (or any person occupying a similar status or performing similar functions), any person directly or indirectly controlling, controlled by, or under common control with such broker or dealer, or any employee of such.